• SERIES 6 - MUTUAL FUNDS / VARIABLE PRODUCTS

    The Series 6 test is the same in every state and allows a person to sell primary issues of mutual funds, variable insurance and variable annuities

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  • SERIES 63 - UNIFORM SECURITIES ACT

    This Series 63 exam is the same in every state and is required by some states to activate a Series 6 license.



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  • SERIES 65 – UNIFORM INVESTMENT ADVISER LAW EXAM

    The Series 65 exam is the same in every state and allows a person to charge a fee for giving investment advice.


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Online Securities License Training

SERIES 6 - MUTUAL FUNDS / VARIABLE PRODUCTS

SERIES 6 - MUTUAL FUNDS / VARIABLE PRODUCTS

The Series 6 test is the same in every state and allows a person to sell primary issues of mutual funds, variable insurance and variable annuities. The Series 6 exam has 100 questions, a 2 hour and 15 minute time limit...

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 SERIES 65 – UNIFORM INVESTMENT ADVISER LAW EXAM

SERIES 65 – UNIFORM INVESTMENT ADVISER LAW EXAM

The Series 65 exam is the same in every state and allows a person to charge a fee for giving investment advice. This license will not allow you to sell securities. The Series 65 exam has 130 questions,...

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 SERIES 63 - UNIFORM SECURITIES ACT

SERIES 7 - GENERAL SECURITIES REPRESENTATIVE

The Series 7 exam has 250 questions (given in two 125 question parts), a 6 hour time limit (broken into two 3 hour parts) and a 72% passing grade. Some states also require a person holding this license to obtain a Series 63 license...

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SERIES 6 - MUTUAL FUNDS / VARIABLE PRODUCTS

SERIES 26 – INVESTMENT COMPANY PRINCIPAL

The Series 26 exam is the same in every state and is for managers looking to supervise sales activities for Investment Companies and Annuities activities. The Series 26 exam has 110 questions, a 2 hour time 30 minute limit...

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 SERIES 63 - UNIFORM SECURITIES ACT

SERIES 63 - UNIFORM SECURITIES ACT

This Series 63 exam is the same in every state and is required by some states to activate a Series 6 license. The Series 63 exam has 65 questions, a 1 hour and 15 minute time limit and a 72% passing grade...

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SERIES 6 - MUTUAL FUNDS / VARIABLE PRODUCTS

SERIES 66 - UNIFORM COMBINED STATE LAW EXAM

The Series 66 examination is the same in every state and allows a person to charge a fee for giving investment advice and a commission for securities sold. You must hold a Series 7 license to hold this license.

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 SERIES 65 – UNIFORM INVESTMENT ADVISER LAW EXAM

SERIES 24 – INVESTMENT COMPANY PRINCIPAL

The Series 24 exam is the same in every state and is for managers looking to supervise sales activities for General Securities (Series 7) licensed registered representatives. The Series 24 exam has 150 questions,...

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 SERIES 63 - UNIFORM SECURITIES ACT

SERIES 53 – MUNICIPAL SECURITIES PRINCIPAL

The Series 53 exam is the same in every state and is for managers looking to supervise sales activities for Municipal Securities. The Series 53 exam has 100 questions, a 3 hour time limit and a 70% passing grade. In order to obtain...

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