Securities& Insurance Licensing Bookstore

Series 6: Investment Company Representative

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The Series 6 license entitles the licensee to sell Mutual Funds, Insurance Premiums and Variable Annuities. This textbook covers all of the material necessary to pass the FINRA administered, Series 6 exam. Topics include Mutual Funds, Variable Annuities, Retirement Plans, Taxes, Investment Policies, Securities Markets, Investment Risks, etc.

Series 7: General Securities Registered Representative

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The Series 7 license enables the licensee to sell all types of securities products other than commodities and futures. To obtain the Series 7 license, the candidate has to pass the FINRA administered, Series 7 exam. This textbook covers all of the material necessary to pass the Series 7 exam. Topics include Equity Securities, Debt Securities, Government Securities, Options, Annuities, Issuing Securities, Retirement Plans, etc.

Series 9: General Securities Sales Supervisor - Options Module

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The Series 9/10 license entitles the licensee to supervise branch activities. The candidate cannot take the Series 9/10 exam without having the Series 7 license. This textbook covers all of the material necessary to pass the Series 9/10 exam. Topics include Options Basic, Option Strategies, The Options Market Place, Option Taxation and Margin Requirements, Option Compliance & Account Supervision, etc.

Series 10: General Securities Sales Supervisor - General Module

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The Series 9/10 license entitles the licensee to supervise branch activities. The candidate cannot take the Series 9/10 exam without having the Series 7 license. This textbook covers all of the material necessary to pass the Series 9/10 exam. Topics include Supervision of Brokerage Office Personnel & Procedures, Supervision of Customer Accounts, Sales Supervision of New Issues, MSRB Rules & Regulations, etc.

Series 24: General Securities Principal

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The Series 24 license enables the licensee to supervise and manage branch activities. To obtain the Series 24 license, the candidate has to pass the FINRA administered, Series 24 exam. The candidate must have the Series 7 license to qualify for the Series 24 exam. This textbook covers all of the material necessary to pass the Series 24 exam. Topics include Brokerage Office Procedures, Trading Securities, General Supervision, Customer Accounts, Investment Companies, Variable Annuities & Retirement Plans, etc.

Series 26: Investment Company Products/Variable Contracts

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Series 26 license entitles the licensee to supervise and manage sales activities for investment companies and annuity activities. To qualify for the FINRA administered, Series 26 exam, the candidate must be a Series 6 or Series 7 license holder. This textbook covers all of the material necessary to pass the Series 26 exam. Topics include Record keeping, Financial Requirements & Reporting, Variable Annuities, Life Insurance, Securities Industry Regulations, etc.

Series 55: Equity Trader Examination

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The Series 55 license enables the licensee to participate in Equity Trading. This textbook covers all of the material necessary to pass the FINRA administered, Series 55 exam. Topics include The Securities Marketplace, Trading Over The Counter & NASDAQ Securities, Commissions & Trade Complaints, Securities Industries Rules & Regulations, etc.

Series 62: Corporate Securities Limited Representative

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The Series 62 license entitles the licensee to become a limited registered representative for corporate equities and corporate debt securities. This textbook covers all of the material necessary to pass the FINRA administered, Series 62 exam. Topics include Equity Securities, Debt Securities, Economic Fundamentals, Trading Securities, Fundamental & Technical Analysis, etc.

Series 63: Uniform Securities Exam

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The Series 63 license entitles the licensee to solicit orders for any type of security in a particular state. Series 63 license is required in addition to the Series 6 or Series 7. This textbook covers all of the material necessary to pass the Series 63 exam. Topics include Registration of Broker Dealers, Investment Advisors & Agents, Professional Conduct & Prohibited & Fraudulent Actions, The Uniform Securities Act, etc.

Series 65: Uniform Investment Adviser Law Exam

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The Series 65 license enables the licensee to act as an investment adviser representative. This textbook covers all of the material necessary to pass the FINRA administered, Series 65 exam. Topics include Equity Securities, Corporate & Municipal Debt Securities, Government & Government Agency Issues, Economic Fundamentals, Fundamental & Technical Analysis, Trading Securities, etc.

Series 66: Uniform Combined State Law Examination

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Acquiring a Series 66 license is equivalent to successful completion of both the Series 63 and Series 65 exams. This textbook covers all of the material necessary to pass the FINRA administered, Series 66 exam. Topics include Investment Companies, Variable Annuities & Retirement Plans, Registration of Broker Dealers, Investment Advisers & Agents, etc.

Idaho Property & Casualty Textbook

The Idaho Property and Casualty textbook includes the following topics: property and casualty insurance principles, underwriting, property insurance, personal lines, commercial lines, inland marine, commercial floaters and federal programs, crime insurance and bonds and workers' compensation.

Idaho Life & Health Textbook

The Idaho Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Iowa Property & Casualty Textbook

The Iowa Property and Casualty textbook includes the following topics: property and casualty insurance principles, underwriting, property insurance, personal lines, commercial lines, inland marine, commercial floaters and federal programs, crime insurance and bonds and workers' compensation.

Iowa Life & Health Textbook

The Iowa Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Kansas Life & Health Textbook

The Kansas Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Massachusetts Property & Casualty Textbook

The Massachusetts Property and Casualty textbook includes the following topics: property and casualty insurance principles, underwriting, property insurance, personal lines, commercial lines, inland marine, commercial floaters and federal programs, crime insurance and bonds and workers' compensation.

Massachusetts Life & Health Textbook

The Massachusetts Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Missouri Life & Health Textbook

The Missouri Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Montana Life & Health Textbook

The Montana Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

New Mexico Life & Health Textbook

The New Mexico Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Oklahoma Life & Health Textbook

The Oklahoma Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.

Texas Property & Casualty Textbook

The Texas Property and Casualty textbook includes the following topics: property and casualty insurance principles, underwriting, property insurance, personal lines, commercial lines, inland marine, commercial floaters and federal programs, crime insurance and bonds and workers' compensation.

Texas Life & Health Textbook

The Texas Life and Health textbook includes the following topics: life, accident and health insurance principles, accident and disability insurance, contract law, health insurance providers, health insurance policies, government programs, private insurance plans for seniors, underwriting and premiums, group health insurance and the uses of health insurance.