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The Series 6 exam is the FINRA license for individuals who wish to only sell Mutual Funds and Variable Annuities. This textbook covers all of the material necessary to pass the Series 6 exam. Topics include Mutual Funds, Variable Annuities, Retirement Plans, Insurance Products, Investment Policies, Securities Markets & Regulations and Customer Accounts & Orders.

The Series 7 exam is the FINRA license for General Securities Representatives. This textbook covers all of the material necessary to pass the Series 7 exam. Topics include Equity Securities, Debt Securities, Options and Derivatives, Securities Markets and Regulations, Retirement Plans, Investment Companies and Taxation.

The Series 9 exam is for NYSE managers to supervise branch activity. This textbook covers all of the material necessary to pass the Series 9 exam. Topics include Options Basic, Option Strategies, Index, Interest Rate and Currency Options, The Options Market Place, Option Taxation and Margin Requirements and Option Compliance and Account Supervision.

The Series 9 exam is for NYSE managers to supervise branch activity. This textbook covers all of the material necessary to pass the Series 9 exam. Topics include Options Basic, Option Strategies, Index, Interest Rate and Currency Options, The Options Market Place, Option Taxation and Margin Requirements and Option Compliance and Account Supervision.

The Series 24 exam is the license for FINRA managers to supervise branch activities. This textbook covers all of the material necessary to pass the Series 24 exam. Topics include Supervision of Investment Banking, Trading Market Supervision, Sales Supervision, Primary and Secondary Markets, Supervising Customer Accounts and Orders and Investment Companies.

The Series 26 exam is for managers looking to supervise sales activities for Investment Companies and Annuities activities. This textbook covers all of the material necessary to pass the Series 26 exam. Topics include Sales Supervision, Primary & Secondary Markets, Customer Account & Orders, Financial Responsibilities, and Investment Companies & Retirement Plans.

The Series 55 exam is required for persons participating in Equity Trading. This textbook covers all of the material necessary to pass the Series 55 exam. Topics include OTC and NYSE trading practices, Rules & Regulations, Customer Accounts, Trading Limits and Electronic Systems.

The Series 62 Exam is required for persons acting as a limited registered representative in corporate equity and debt securities. This textbook covers all of the material necessary to pass the Series 62 exam. Topics include Equity Securities, Debt Securities, New Issues, Rules & Regulations, Trading Markets & Analysis.

The Series 63 exam is required for most individuals who solicit orders for any type of security in that state. This textbook covers all of the material necessary to pass the Series 63 exam. Topics include State Registration Laws & Procedures, Penalties and Suspension, Lawful Practices, Definition of Terms, and Discretionary Rules.

The Series 66 exam combines the license for Series 65 and Series 63. This textbook covers all of the material necessary to pass the Series 66 exam. Topics include Product Education, Retirement Planning, Conduct and Business Ethics, Investment Adviser Laws, Securities Rules & Regulations, and State Laws.