Series 7 Customer Accounts - Live Virtual : Enrollment Fee $ 99.00
Each Virtual Course will include a student notebook and cover the following topics: Types of Customer accounts, Required account information, Handling customer accounts and securities, NYSE Rule 405 Know Your Customer, Customer Recommendations & Suitability, Professional Conduct & Violations.
Each Series 7 Virtual Class will include a student notebook and cover the following topics:
- Types of Customer accounts
- Required account information
- Handling customer accounts and securities
- NYSE Rule 405 Know Your Customer
- Customer Recommendations & Suitability
- Professional Conduct & Violations
To register and pay for a class, simply click on it.
- Series 7 Customer Accounts - Thursday, April 10th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, April 17th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, April 24th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, May 1st 10:00 AM EST
- Series 7 Customer Accounts - Thursday, May 8th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, May 15th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, May 22nd 10:00 AM EST
- Series 7 Customer Accounts - Thursday, May 29th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, June 5th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, June 12th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, June 19th 10:00 AM EST
- Series 7 Customer Accounts - Thursday, June 26th 10:00 AM EST
